Roberto Torres
Roberto Torres is a registered investment advisor at Citigroup Global Markets INC., based in Surfside, FL, with 27 years of industry experience. Roberto is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 59,829 clients with $56B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Citigroup Global Markets provides a comprehensive written financial plan at no direct fee to eligible clients of Citi Private Bank and Citi Global Wealth at Work. The service includes developing a financial profile, analyzing current financial position, and providing recommendations for education, retirement, estate planning, and other long-term goals.
Location
CWM Retail, Sales, 9525 Harding Avenue, Surfside, FL, 33154
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2012Customer Dispute
July 2008Employment History
Current Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Amtrust Investment Services, INC.Broker
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
Wm Financial Services, INC.Broker
First Union Securities, INC.Broker
First Union Brokerage Services, INC.Broker
Lloyd Wade Securities INC.Broker
Gkn Securities CORP.Broker
The Hamilton-Shea Group, INC.Broker
Joseph Charles & Assoc., INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Gregory Bitz, CFP, ChFCWbh Advisory, INC.
- Michael Borsig, CFAUBS Financial Services INC.