DR
DR

Dennis Regan

28 Years of Experience
Boston, MA
Broker

Dennis Regan is a registered investment advisor at John Hancock Investment Management LLC, based in Boston, MA, with 28 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 35,239 clients with $200B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
173 advisors
IM Fee
Planning only
Assets Under Management
$202.2B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

200 Berkeley St., Boston, MA, 02116-5022

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Dennis is a volunteer assistant coach for his son's little league team since April 2023. This takes about 10-20% of his time.

Employment History
Current Registrations
John Hancock Investment Management LLC
November 2018 - Present · 7 yrs 8 mos
John Hancock Investment Management Distributors LLC
November 2010 - Present · 15 yrs 8 mos
John Hancock Investment Management Distributors LLCBroker
November 2010 - Present · 15 yrs 8 mos
Previous Registrations
Manulife Asset Management (US) LLC
January 2016 - November 2018 · 2 yrs 10 mos
Signator Investors, INC.
August 2012 - December 2014 · 2 yrs 4 mos
John Hancock Distributors LLCBroker
January 2005 - December 2012 · 7 yrs 11 mos
Signator Investors, INC.Broker
January 2002 - January 2005 · 3 yrs
John Hancock Funds, INC.Broker
November 1998 - January 2002 · 3 yrs 2 mos
John Hancock Distributors, INC.Broker
August 1997 - December 1998 · 1 yr 4 mos
State Registrations17 states
ALFLGAILINKYMAMIMSNCOHPRSCTNVAVirgin IslandsWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dennis Regan - Financial Advisor | TrueAdvisor