PW
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Paul Woodford

28 Years of Experience
Gainesville, VA
Broker

Paul Woodford is a registered investment advisor at Pgim Investments LLC, based in Gainesville, VA, with 28 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 45 clients with $320B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
70 advisors
IM Fee
Planning only
Assets Under Management
$322.1B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Gainesville, VA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Paul owns a rental property and acts as the landlord, handling maintenance and tenant relations. This activity is not investment-related and requires minimal time.

Employment History
Current Registrations
Pgim Investments LLC
January 2010 - Present · 16 yrs 8 mos
Prudential Investment Management Services LLC
December 2009 - Present · 16 yrs 9 mos
Prudential Investment Management Services LLCBroker
December 2009 - Present · 16 yrs 9 mos
Previous Registrations
Columbia Management Advisors, LLC
March 2005 - November 2009 · 4 yrs 8 mos
Columbia Management Distributors, INC.Broker
March 2005 - November 2009 · 4 yrs 8 mos
Federated Investment Counseling
March 2003 - March 2005 · 2 yrs
Federated Securities CORP.Broker
July 1997 - March 2005 · 7 yrs 8 mos
State Registrations4 states
DCMDNCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.