Brian Louis Boll

24 Years of Experience

2 Disclosures

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingHigh Net WorthBusiness Owners

Heritage Family Offices, LLP

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

3 advisors

Number of Clients

245 clients

Average Client Portfolio

$1.7M average

Assets Under Management

$408.1M

Fee Structure

Minimum Investment:None

AUM-Based Fees (Flat)

Assets Under Management	Annual Fee
$0+	2.00%

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Location

9841 E Bell Rd, Suite 110, Scottsdale, AZ, 85260

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

March 2008

Denied

Criminal

May 1981

Final Disposition

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Heritage Family Offices, LLP

June 2024 - Present · 1 yr 8 mos

Previous Registrations

Heritage Wealth Management, LLC

July 2017 - March 2024 · 6 yrs 8 mos

Heritage Wealth Management, LLC

June 2016 - August 2017 · 1 yr 2 mos

Wells Fargo Advisors, LLC

June 2009 - January 2016 · 6 yrs 7 mos

Wells Fargo Advisors, LLCBroker

May 2009 - January 2016 · 6 yrs 8 mos

Chase Investment Services CORP.

July 2005 - May 2009 · 3 yrs 10 mos

Chase Investment Services CORP.Broker

July 2005 - May 2009 · 3 yrs 10 mos

Banc One Securities Corporation

January 2005 - July 2005 · 6 mos

Banc One Securities CorporationBroker

January 2005 - July 2005 · 6 mos

Charles Schwab & CO., INC.Broker

January 2001 - December 2001 · 11 mos

Wma Securities, INC.Broker

June 1997 - November 2000 · 3 yrs 5 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.