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CFP
JE
CFP

James Evans

Benjamin F. Edwards & Company, Incorporated
29 Years of Experience
Germantown, TN
Broker
View SEC Summary
View SEC Summary

James Evans is a CFP-designated registered investment advisor at Benjamin F. Edwards & Company, Incorporated, based in Germantown, TN, with 29 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 33,057 clients with $19B in assets under management.

Benjamin F. Edwards & Company, Incorporated
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
518 advisors
Number of Clients
33,057 clients
Average Client Portfolio
$572K average
Assets Under Management
$18.9B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Minimum Annual Fee:$125
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum total wrap fee is 2.50% annually, combining advisor and manager fees. Specific strategy rates vary, and fees are fully negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

3070 Forest Hill Irene Rd, Suite 103, Germantown, TN, 38138

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James is a co-trustee for his brother's and spouse's trusts, and has ownership stakes in Yellow Dog Land Co., LLC and rental property. These activities are investment-related and take minimal time, except for Yellow Dog Land Co. which takes a few hours per week.

Employment History
Current Registrations
Benjamin F. Edwards & Company, Incorporated
March 2017 - Present · 9 yrs 7 mos
Benjamin F. Edwards & Company, INC.Broker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2008 - March 2017 · 9 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - March 2017 · 9 yrs 2 mos
A. G. Edwards & Sons, INC.
February 2004 - January 2008 · 3 yrs 11 mos
A. G. Edwards & Sons, INC.Broker
July 1997 - January 2008 · 10 yrs 6 mos
State Registrations28 states
ALARAZCACOFLGAHIILINKSKYLAMAMIMOMSMTNCNJNYOHOKSCTNTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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