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Gary Thompson

28 Years of Experience
Jefferson, WI
Broker

Gary Thompson is a registered investment advisor at Cetera Investment Advisers LLC, based in Jefferson, WI, with 28 years of industry experience. Gary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

219 S. Main Street, Jefferson, WI, 53549

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Gary is a partner in Four Fore Fortune investment club, owns AshleyChloe Properties LLC (rental real estate), and is president/CPA at Thompson & Company, S.C. (CPA firm). He also works as a controller for Jon Green Family Auto LLC and is a board member for Jefferson Housing Authority, a non-profit organization.

Employment History
Current Registrations
Cetera Investment Advisers LLC
December 2004 - Present · 21 yrs 7 mos
Cetera Financial Specialists LLCBroker
June 2004 - Present · 22 yrs 1 mo
Previous Registrations
Hochman & Baker Securities, INC.Broker
June 1997 - June 2004 · 7 yrs
State Registrations3 states
ILMNWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Gary Thompson - Financial Advisor | TrueAdvisor