Michael Tomren
Michael Tomren is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Santa Rosa, CA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
131 Stony Cir Ste 519, Santa Rosa, CA, 95401
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2010Customer Dispute
January 2010Other Business Activities
Michael operates Tomren Wealth Management as a DBA for his LPL business. This activity is investment-related and takes nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Fsc Securities Corporation
The Retirement Group, LLC
Fsc Securities CorporationBroker
Qa3 Financial LLC
Tomren Wealth Management
Qa3 Financial CORP.Broker
Tlg Advisors, INC.
Great Northern Financial Securities, INC.Broker
First Montauk Securities CORP.Broker
Metropolitan Investment Securities, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.