SB
ChFC
SB
ChFC

Scott Bechtold

28 Years of Experience
Carlisle, PA
2 DisclosuresBroker

Scott Bechtold is a ChFC-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Carlisle, PA, with 28 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

520 S Pitt Street, Carlisle, PA, 17013-3820

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2006
Denied
Customer Dispute
November 2005
Denied
Other Business Activities

Scott has multiple "other" business activities at 1717 Lititz Pike Lancaster, PA since 2011 and 2016, taking about 10-20% of his time. He also has outside employment with LJS Group LLC since 2016, which is investment-related and takes about 60 hours per month.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 2003 - Present · 22 yrs 10 mos
Ameriprise Financial Services, LLC
July 1997 - Present · 28 yrs 10 mos
Ameriprise Financial Services, LLCBroker
July 1997 - Present · 28 yrs 10 mos
Previous Registrations
Securities America, INC.Broker
April 2010 - November 2010 · 7 mos
Ids Life Insurance CompanyBroker
July 1997 - July 2006 · 9 yrs
State Registrations16 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Scott Bechtold - Financial Advisor | TrueAdvisor