SM
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Steven Mayo
28 Years of Experience
Saunderstown, RI
2 DisclosuresBroker
Steven Mayo is a registered investment advisor at Cetera Investment Advisers LLC, based in Saunderstown, RI, with 28 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Saunderstown, RI
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Regulatory History (2)
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Financial
March 2020Final
Judgment / Lien
August 2012Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2024 - Present · 2 yrs 1 mo
Cetera Financial Specialists LLC
October 2022 - Present · 3 yrs 7 mos
Cetera Financial Specialists LLCBroker
October 2022 - Present · 3 yrs 7 mos
Cetera Advisors LLCBroker
May 2019 - Present · 7 yrs
Cetera Advisors LLC
May 2019 - Present · 7 yrs
Cetera Wealth Services, LLCBroker
January 2019 - Present · 7 yrs 4 mos
Cetera Wealth Services, LLC
January 2019 - Present · 7 yrs 4 mos
Previous Registrations
Cetera Advisor Networks LLC
January 2019 - December 2022 · 3 yrs 11 mos
Chickasaw Securities, LLCBroker
September 2012 - November 2018 · 6 yrs 2 mos
Chickasaw Capital Management, LLC
September 2012 - November 2018 · 6 yrs 2 mos
Ipi Wealth Management, INC.
August 2010 - July 2012 · 1 yr 11 mos
Investment Planners, INC.Broker
October 2009 - July 2012 · 2 yrs 9 mos
Fidelity Investments Institutional Services Company, INC.Broker
July 1997 - October 2009 · 12 yrs 3 mos
State Registrations1 state
RI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.