Shannon Waggoner is a registered investment advisor, based in Uniontown, OH, with 29 years of industry experience. Shannon is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1575 Corporate Woods Pkwy, Uniontown, OH, 44685
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Regulatory History (1)
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Employment Separation After Allegations
January 2011Other Business Activities
Shannon works as an associate/employee for Brenneman Group, a support company, dedicating about half of her time to this role. This activity is not investment-related.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
August 2023 - Present · 3 yrs 2 mos
Raymond James Financial Services, INC.Broker
August 2023 - Present · 3 yrs 2 mos
Raymond James Financial Services, INC.
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
Morgan Stanley
November 2011 - August 2023 · 11 yrs 9 mos
Morgan StanleyBroker
November 2011 - August 2023 · 11 yrs 9 mos
American Heritage Securities, INC.Broker
January 2011 - December 2011 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 1999 - January 2011 · 11 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1997 - January 2011 · 13 yrs 5 mos
MML Investors Services, INC.Broker
June 1997 - July 1997 · 1 mo
State Registrations35 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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