Philip Settembrino
Philip Settembrino is a registered investment advisor at LPL Financial LLC, based in Yorktown Heights, NY, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2649 Strang Blvd, Suite 104, Yorktown Heights, NY, 10598
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Philip is involved with the Bedford Audubon Society and Somers Youth Lacrosse. He is also a financial consultant at Pinebrook Planning Services Inc and owner/CEO of Northern Westchester Financial Services, dedicating full-time hours to these activities. Philip sells LTC and life insurance products through Intercircle Corp.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Salomon Smith Barney INC.Broker
State Registrations14 states
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