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Heather Kakabeeke

Raymond James & Associates, INC.
27 Years of Experience
Kalamazoo, MI
Broker
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Heather Kakabeeke is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Kalamazoo, MI, with 27 years of industry experience. Heather is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

161 East Michigan Ave, Suite 600, Kalamazoo, MI, 49007

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Heather works as a fitness instructor at Kalamazoo Athletic Club and an independent contractor marketing wine for Scout and Cellar, dedicating a few hours per week to each. Heather and her husband are also partners in a rental real estate property, spending about 10-20% of her time on this.

Employment History
Current Registrations
Raymond James & Associates, INC.
April 2014 - Present · 12 yrs 6 mos
Raymond James & Associates, INC.Broker
April 2014 - Present · 12 yrs 6 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - April 2014 · 4 yrs 10 mos
Morgan Stanley
June 2009 - April 2014 · 4 yrs 10 mos
Morgan Stanley & CO. Incorporated
May 2007 - June 2009 · 2 yrs 1 mo
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
February 2007 - April 2007 · 2 mos
Citigroup Global Markets INC.Broker
August 1999 - February 2007 · 7 yrs 6 mos
State Registrations28 states
AKAZCACOFLGAILINKYMAMDMIMNMOMTNCNENVNYOHORPASDTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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