Scott Monty is a registered investment advisor, based in New York, NY, with 28 years of industry experience.
Location
520 Madison Avenue, New York, NY, 10022
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Jefferies LLCBroker
June 2023 - Present · 2 yrs 11 mos
Jefferies Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Jefferies LLC
June 2023 - Present · 2 yrs 11 mos
Previous Registrations
William Blair & Company L.L.C.
July 2019 - June 2023 · 3 yrs 11 mos
William BlairBroker
January 2016 - June 2023 · 7 yrs 5 mos
Wells Fargo Advisors, LLC
October 2009 - December 2015 · 6 yrs 2 mos
Wells Fargo Advisors, LLCBroker
May 2001 - January 2016 · 14 yrs 8 mos
Prudential Securities IncorporatedBroker
August 1997 - May 2001 · 3 yrs 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.