MF
MF

Mark Freeland

25 Years of Experience
Corpus Christi, TX
2 DisclosuresBroker

Mark Freeland is a registered investment advisor at Ameriprise Financial Services, LLC, based in Corpus Christi, TX, with 25 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

5406 Everhart Rd, Corpus Christi, TX, 78411

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2008
Denied
Employment Separation After Allegations
November 2003
Employment History
Current Registrations
Ameriprise Financial Services, LLC
June 2018 - Present · 7 yrs 11 mos
Ameriprise Financial Services, LLC
June 2018 - Present · 7 yrs 11 mos
Ameriprise Financial Services, LLCBroker
June 2018 - Present · 7 yrs 11 mos
Previous Registrations
Investment Professionals, INC.
November 2013 - September 2018 · 4 yrs 10 mos
Investment Professionals, INC.Broker
October 2013 - September 2018 · 4 yrs 11 mos
Signator Investors, INC.
July 2012 - November 2013 · 1 yr 4 mos
Signator Investors, INC.Broker
May 2012 - November 2013 · 1 yr 6 mos
Banc of America Investment Services, INC.
November 2003 - January 2009 · 5 yrs 2 mos
Banc of America Investment Services, INC.Broker
November 2003 - January 2009 · 5 yrs 2 mos
Cuso Financial Services, L.P.Broker
February 2001 - December 2003 · 2 yrs 10 mos
Cuso Financial Services, L.P.
February 2001 - December 2003 · 2 yrs 10 mos
Citicorp Investment ServicesBroker
July 1998 - February 2001 · 2 yrs 7 mos
American Express Financial Advisors INC.Broker
August 1997 - May 1998 · 9 mos
Ids Life Insurance CompanyBroker
August 1997 - May 1998 · 9 mos
State Registrations2 states
ALTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.