Nolan Baker is a registered investment advisor, based in Maumee, OH, with 28 years of industry experience.
Location
1700 Woodlands Drive, Maumee, OH, 43537
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Regulatory History (2)
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Customer Dispute
July 2024Closed-No Action
Customer Dispute
May 2012Denied
Other Business ActivitiesSells Insurance
Nolan has several outside business activities, including commercial real estate ownership, insurance sales (life/health and Medicare supplemental), ownership in multiple LLCs, and tax preparation. He spends about half his time as a compliance manager for Retirement Guys Formula and about a quarter of his time on insurance sales.
Employment History
Current Registrations
Peak Brokerage Services, LLCBroker
September 2015 - Present · 10 yrs 8 mos
The Retirement Guys Formula
March 2015 - Present · 11 yrs 2 mos
Previous Registrations
Next Financial Group, INC.
June 2003 - September 2015 · 12 yrs 3 mos
Next Financial Group, INC.Broker
March 2002 - September 2015 · 13 yrs 6 mos
American Investment Services, INC.Broker
January 2001 - April 2002 · 1 yr 3 mos
Fsc Securities CorporationBroker
January 1999 - January 2001 · 2 yrs
Linsco/private Ledger CORP.Broker
August 1997 - February 1999 · 1 yr 6 mos
State Registrations5 states
FLMIOHPASC
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.