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MN
CFP
MN
CFP

Mark Nardella

Pinnacle Investments, LLC
29 Years of Experience
East Syracuse, NY
1 DisclosureBroker
View SEC Summary
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Mark Nardella is a CFP-designated registered investment advisor at Pinnacle Investments, LLC, based in East Syracuse, NY, with 29 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Charitable Giving, Education Planning, and 7 more. Their firm serves 3,143 clients with $1.3B in assets under management.

Pinnacle Investments, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
57 advisors
Number of Clients
3,143 clients
Average Client Portfolio
$412K average
Assets Under Management
$1.3B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$100
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

The 3.00% annual rate is maximum and negotiable based on account size, investment complexity, use of sub-advisors, and level of service required. Minimum annual program fee is $100.00.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5845 Widewaters Pkwy, Ste 300, East Syracuse, NY, 13057

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Mark is a board member of Pinnacle Holding Company, LLC, since January 2025, dedicating minimal time. He receives compensation of $500 per meeting, with at least two meetings per year, and aids with decision-making and company direction.

Employment History
Current Registrations
Pinnacle Investments, LLC
July 2019 - Present · 7 yrs 3 mos
Pinnacle Investments, LLCBroker
July 2019 - Present · 7 yrs 3 mos
Previous Registrations
VALIC Financial Advisors, INC.
January 2011 - August 2019 · 8 yrs 7 mos
VALIC Financial Advisors, INC.Broker
December 2010 - August 2019 · 8 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - December 2010 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - December 2010 · 1 yr 2 mos
Banc of America Investment Services, INC.
May 2006 - October 2009 · 3 yrs 5 mos
Banc of America Investment Services, INC.Broker
May 2006 - October 2009 · 3 yrs 5 mos
Merrill Lynch Pierce Fenner & Smith INC.
September 1997 - May 2006 · 8 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1997 - May 2006 · 8 yrs 10 mos
State Registrations16 states
AZCACOCTFLGAILMIMSNCNJNYOHSCTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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