SP
SP

Stephen Plavin

28 Years of Experience
Plantation, FL
Broker

Stephen Plavin is a registered investment advisor at Cetera Investment Advisers LLC, based in Plantation, FL, with 28 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

Plantation, FL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Stephen is a partner at Kaplan Plavin & Steinhardt, LLP, where he focuses on taxes and accounting. This non-investment related activity takes nearly all of Stephen's time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2005 - Present · 21 yrs 4 mos
Cetera Financial Specialists LLCBroker
June 2004 - Present · 21 yrs 11 mos
Previous Registrations
Hochman & Baker Securities, INC.Broker
July 1997 - June 2004 · 6 yrs 11 mos
State Registrations3 states
FLNJTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Stephen Plavin - Financial Advisor | TrueAdvisor