Casey Edward Miller

Hartford Funds

28 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Hartford Funds

Compensation

Fee-Only (AUM)

Firm Size

48 advisors

Number of Clients

76 clients

Average Client Portfolio

$1.8B average

Assets Under Management

$137.8B

Location

690 Lee Road, Wayne, PA, 19087

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Hartford Funds

October 2016 - Present · 9 yrs 4 mos

Hartford Funds Distributors, LLCBroker

August 2016 - Present · 9 yrs 6 mos

Hartford Funds Distributors, LLC

August 2016 - Present · 9 yrs 6 mos

Previous Registrations

Lord, Abbett & CO. LLC

November 2000 - August 2016 · 15 yrs 9 mos

Lord Abbett Distributor LLCBroker

August 1999 - August 2016 · 17 yrs

D.A. Davidson & CO.Broker

July 1997 - June 1999 · 1 yr 11 mos

State Registrations5 states

CAINORPAWA

AdvisorBroker

Exams

No exam information available for this advisor.