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Ricardo Leyva

22 Years of Experience
San Diego, CA
Broker

Ricardo Leyva is a registered investment advisor, based in San Diego, CA, with 22 years of industry experience.

Location

750 B Street, Suite 3200, San Diego, CA, 92101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ricardo works as an investment advisor at Snowden Capital Advisors since 2015. This takes nearly full-time, including time during trading hours.

Employment History
Current Registrations
Snowden Capital Advisors LLC
December 2015 - Present · 10 yrs 5 mos
Snowden Account Services LLCBroker
December 2015 - Present · 10 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2007 - December 2015 · 8 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2007 - December 2015 · 8 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2000 - June 2001 · 1 yr 1 mo
Banc of America Investment Services, INC.Broker
July 1999 - March 2000 · 8 mos
Ba Investment Services, INC.Broker
June 1997 - July 1999 · 2 yrs 1 mo
State Registrations5 states
AZCAFLGATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ricardo Leyva - Financial Advisor | TrueAdvisor