SB
SB

Sanford Braun

28 Years of Experience
New York, NY
2 DisclosuresBroker

Sanford Braun is a registered investment advisor at Gilder Gagnon Howe & CO. LLC, based in New York, NY, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 5,896 clients with $12B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)
Firm Size
31 advisors
Number of Clients
5,896 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$11.6B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)

GGHC offers investment management services where the firm makes all the investment decisions for you. The fees depend on the type of account you have:

  • Non-retirement accounts: You pay a commission on each trade. Expect to pay 3%-5% of the account value annually, but it could be as high as 8% or more depending on trading activity.
  • Retirement accounts: You pay an annual fee of 2.5% of the account value, charged monthly. This fee covers investment advice, trade execution, custody, and reporting.
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Location

475 Tenth Avenue, New York, NY, 10018

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2001
Settled
Customer Dispute
November 2001
Settled
Other Business Activities

Sanford is a board member at Touro College since 2015, a higher education institution. He dedicates minimal time to this role, participating in board meetings and related tasks.

Employment History
Current Registrations
Gilder Gagnon Howe & CO. LLC
May 2021 - Present · 5 yrs
Gilder Gagnon Howe & CO. LLCBroker
July 1998 - Present · 27 yrs 10 mos
Previous Registrations
Cibc Oppenheimer CORP.Broker
August 1997 - July 1998 · 11 mos
State Registrations50 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.