Jose Fernandez
Jose Fernandez is a registered investment advisor at Fendz Asset Management, INC., based in Coral Gables, FL, with 27 years of industry experience. Jose operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 56 clients with $14M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $3.0M | 1.25% |
| $3.0M - $5.0M | 1.00% |
| $5M+ | 0.75% |
Fees are negotiable. At their discretion, Fendz may combine the account values of family members living in the same household to determine the applicable advisory fee.
Fee Estimator
Location
232 Andalusia Ave, #202, Coral Gables, FL, 33134
Get directionsHistory
Regulatory History (8)
Regulatory
July 2015Customer Dispute
November 2006Customer Dispute
October 2006Customer Dispute
August 2006Regulatory
August 2006Employment Separation After Allegations
June 2006Customer Dispute
May 2005Customer Dispute
November 2004Other Business ActivitiesSells Insurance
Jose is an independent insurance agent.
Employment History
Current Registrations
Fendz Asset Management, INC.
Previous Registrations
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Wm Financial Services, INC.
Wm Financial Services, INC.Broker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.