DC
DC

Donna Collins

28 Years of Experience
Durham, NC
1 DisclosureBroker

Donna Collins is a registered investment advisor, based in Durham, NC, with 28 years of industry experience.

Location

3805 University Dr. Unit C, Durham, NC, 27705

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2004
Denied
Other Business Activities

Donna is the owner of Bear Creek Partners LLC (agriculture/farming), Collins Financial Advisors LLC (financial services), Collins Investment Properties LLC (rental real estate), Little d Enterprises LLC (rental real estate), and Little d Farms (agriculture/farming). She spends about half her time on Collins Financial Advisors LLC and dba Collins Financial Advisors, and minimal time on the other businesses.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
June 2022 - Present · 3 yrs 11 mos
Raymond James Financial Services Advisors, INC
June 2022 - Present · 3 yrs 11 mos
Previous Registrations
Edward Jones
June 2009 - June 2022 · 13 yrs
Edward JonesBroker
May 2009 - June 2022 · 13 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2004 - June 2009 · 5 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2004 - June 2009 · 5 yrs 2 mos
Wachovia Securities, LLC
July 2002 - May 2004 · 1 yr 10 mos
Wachovia Securities, LLCBroker
October 1999 - May 2004 · 4 yrs 7 mos
First Union Capital Markets CORP.Broker
August 1997 - October 1999 · 2 yrs 2 mos
State Registrations15 states
CODCFLGAILINMDMEMINCNJNYSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Donna Collins - Financial Advisor | TrueAdvisor