Francesca Smitherman is a registered investment advisor at Regions Investment Management, INC., based in Birmingham, AL, with 24 years of industry experience. Francesca operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.20% |
RIM receives annual compensation in the form of revenue from Regions Bank by written agreement to provide research information to Regions Bank personnel, among other services. The fee schedule reflects the fees that RIM receives for its services to Regions Bank. The fees are paid to RIM quarterly, in arrears: Equity Model Strategies and Bond Model Strategies: 0.2% of assets under management
Fee Estimator
Location
1900 5th Avenue North, Sixth Floor, Birmingham, AL, 35203-2618
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Regions Investment Management, INC.
Previous Registrations
Amsouth Asset Management, INC.
Amsouth Investment Management Company LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.