TrueAdvisor
TrueAdvisor
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Francesca Allen Smitherman

Regions Investment Management, INC.
24 Years of Experience
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Regions Investment Management, INC.
Compensation
Fee-Only (AUM)
Firm Size
4 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Assets Under Management
$18.7B

Fee Structure

Financial Planning:Investment management only

Location

1900 5th Avenue North, Sixth Floor, Birmingham, AL, 35203-2618

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Regions Investment Management, INC.
January 2008 - Present · 18 yrs 1 mo
Previous Registrations
Amsouth Asset Management, INC.
April 2004 - January 2008 · 3 yrs 9 mos
Amsouth Investment Management Company LLC
June 2001 - October 2003 · 2 yrs 4 mos
State Registrations1 state
AL
Advisor
Exams
No exam information available for this advisor.