James Haley is a CFP-designated registered investment advisor at Fenimore Asset Management, INC., based in Bluffton, SC, with 22 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 2 more. Their firm serves 682 clients with $5.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.85% |
| $10M+ | 0.75% |
The annual fee for a fixed income portfolio opened on or after October 21, 2013, structured at the request of the SMA Client, is up to .50% of fixed income assets under management.
Fee Estimator
Location
Bluffton, SC
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is the president of J&A Holdings, LLC, formed in 2008 to hold rental property, and also owns additional rental property since 2014. He spends a few hours per week on J&A Holdings and minimal time on the other rental property.
Employment History
Current Registrations
Fenimore Asset Management, INC.
Previous Registrations
Dividend Assets Capital, LLC
Suntrust Advisory Services, INC.
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
Oneamerica Securities, INC.
Oneamerica Securities, INC.Broker
Cap Partners, LLC
Comprehensive Asset Management and Servicing, INC.Broker
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Bb&t Investment Services, INC.
Bb&t Investment Services, INC.Broker
Wilmington Brokerage Services CompanyBroker
Invest Financial Corporation
Invest Financial CorporationBroker
New England SecuritiesBroker
Townsend Financial Services CORP.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.