Thomas Kim
Thomas Kim is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Bellevue, WA, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
11747 NE 1st Street, Suite 202, Bellevue, WA, 98005
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Thomas is a financial advisor on a team with another advisor under a joint FA number at HK Financial Group, and he is an owner of NYE Financial, both taking minimal time. These activities are not investment-related.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Ohio National Equities, INC.Broker
AXA Distributors, LLCBroker
Prudential Securities IncorporatedBroker
Dmg Securities, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.