WS
CFA
WS
CFA

William Wallace Smith

27 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
7 advisors
Number of Clients
64 clients
Average Client Portfolio
$9.9M average
Assets Under Management
$632.2M

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $2.0M0.35%
$2.0M - $5.0M0.30%
$5.0M - $10.0M0.25%
$10M+0.20%

Fees can be negotiated.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

4600 Broadway, Allentown, PA, 18104

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

William is the Chair of the Pension Committee for East Goshen Township since 2018, dedicating minimal time. This unpaid position involves overseeing the Township's Pension Plans.

Employment History
Current Registrations
Girard Investment Services, LLCBroker
August 2024 - Present · 1 yr 6 mos
Girard Pension Services, LLC
April 2024 - Present · 1 yr 10 mos
Previous Registrations
Foreside Funds Distributors LLCBroker
March 2019 - September 2023 · 4 yrs 6 mos
Dupont Capital Management Marketing CorporationBroker
January 2015 - March 2019 · 4 yrs 2 mos
Vanguard Marketing CorporationBroker
August 1997 - December 2014 · 17 yrs 4 mos
State Registrations1 state
PA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.