James Roberts is a registered investment advisor at Wells Fargo Advisors, based in Mammoth Lakes, CA, with 27 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Mammoth Lakes, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James has ownership stakes in Ridgeline Private Wealth Management, LLC and Roberts Capital Corp, dedicating full-time hours to each. He also owns rental property in Mammoth Lakes, CA, spending minimal time on it.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Ba Investment Services, INC.Broker
State Registrations28 states
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