Frank Oley
Frank Oley is a registered investment advisor at Hornor, Townsend & Kent, LLC, based in Montpelier, VA, with 28 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 31,522 clients with $7.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
HTK offers investment advisory services through third-party asset managers (TPAMs). When HTK and its advisors act as co-advisors, they may receive a portion of the advisory fee charged by the TPAM. In some cases, the advisor may add a fee to the TPAM fee for certain advisory services. HTK charges up to 1.5% of the client's account value, not including manager fees and other charges associated with the TPAM program.
Location
Montpelier, VA
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2009Other Business ActivitiesSells Insurance
Frank is an agent at Oley Financial and Navigon Financial Group, Inc., both life insurance brokerages, and dedicates about a quarter to about half of his time to Oley Financial. He also owns Frank M. Oley & Associates, Inc., an S-corporation used for business expenses, spending minimal time on it.
Employment History
Current Registrations
Hornor, Townsend & Kent, LLCBroker
Hornor, Townsend & Kent, LLC
Previous Registrations
1717 Capital Management Company
1717 Capital Management CompanyBroker
New England Securities Corporation
New England SecuritiesBroker
1717 Capital Management CompanyBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.