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Deborah Rolland

28 Years of Experience
Bossier City, LA
1 DisclosureBrokerSells Insurance

Deborah Rolland is a registered investment advisor at Ameriprise Financial Services, LLC, based in Bossier City, LA, with 28 years of industry experience. Deborah operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

2711 E Texas St, Bossier City, LA, 71111

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2009
Settled
Other Business ActivitiesSells Insurance

Deborah is an independent insurance broker with Blue Cross Blue Shield since 2004. She also has outside employment with Bonvenu Investment Services, dedicating about a quarter of her time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
June 2018 - Present · 7 yrs 11 mos
Ameriprise Financial Services, LLC
June 2018 - Present · 7 yrs 11 mos
Ameriprise Financial Services, LLCBroker
June 2018 - Present · 7 yrs 11 mos
Previous Registrations
Investment Professionals, INC.Broker
May 2011 - September 2018 · 7 yrs 4 mos
Investment Professionals, INC.
May 2011 - September 2018 · 7 yrs 4 mos
1st Global Advisors INC
August 2009 - May 2011 · 1 yr 9 mos
Wealth Advisors, INC.
May 2007 - July 2009 · 2 yrs 2 mos
I.M. Wealth Care, LLC
September 2006 - April 2007 · 7 mos
1st Global Capital CORP.Broker
November 2003 - May 2011 · 7 yrs 6 mos
Banc One Securities CorporationBroker
July 1997 - November 2003 · 6 yrs 4 mos
State Registrations13 states
ALARCOFLKYLAMSNENMOKSCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Deborah Rolland - Financial Advisor | TrueAdvisor