James Allen
James Allen is a registered investment advisor at Cornerstone Planning Group, based in Glastonbury, CT, with 28 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 1,093 clients with $650M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cornerstone Planning Group manages investment portfolios for a fee ranging from 0.50% to 1.35% per year. The exact fee depends on the complexity and risk profile of your portfolio, the number of accounts in your household, the amount of assets managed, and your relationship with the firm. Fees are calculated monthly based on the average daily balance of your account and are paid in arrears.
Location
95 Glastonbury Blvd, Suite 100, Glastonbury, CT, 06033
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 1999Other Business ActivitiesSells Insurance
James sells life insurance, annuity, health, and long-term care products under Allen Financial Group. He is also an investor in 1873 Group LLC, a real estate rental business, but spends no time on this activity.
Employment History
Current Registrations
Cornerstone Planning Group
Previous Registrations
Allen Financial Group
Eagle Strategies LLC
Nylife Securities LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.