James Allen
James Allen is a registered investment advisor at Cornerstone Planning Group, based in Glastonbury, CT, with 28 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,251 clients with $950M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.35% |
Standard advisory fee ranges from 0.50% to 1.35% based on portfolio complexity, risk profile, number of household accounts, and total assets managed. Fees are negotiable.
Fee Estimator
Location
95 Glastonbury Blvd, Suite 100, Glastonbury, CT, 06033
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 1999Other Business ActivitiesSells Insurance
James sells life insurance, annuity, health, and long-term care products under Allen Financial Group. He is also an investor in 1873 Group LLC, a real estate rental business, but spends no time on this activity.
Employment History
Current Registrations
Cornerstone Planning Group
Previous Registrations
Allen Financial Group
Eagle Strategies LLC
Nylife Securities LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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