AP
AP

Austin Park

28 Years of Experience
Pasadena, CA
Broker

Austin Park is a registered investment advisor at LPL Financial LLC, based in Pasadena, CA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

301 E Colorado Blvd Ste 850, Pasadena, CA, 91101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
LPL Financial LLC
October 2022 - Present · 3 yrs 7 mos
LPL Financial LLCBroker
October 2022 - Present · 3 yrs 7 mos
Previous Registrations
Independent Financial Group, LLC
April 2019 - October 2022 · 3 yrs 6 mos
Independent Financial Group, LLCBroker
April 2019 - October 2022 · 3 yrs 6 mos
Unionbanc Investment Services, LLC
October 2016 - May 2019 · 2 yrs 7 mos
Unionbanc Investment Services, LLCBroker
October 2016 - May 2019 · 2 yrs 7 mos
Wells Fargo Advisors, LLCBroker
January 2011 - November 2016 · 5 yrs 10 mos
Wells Fargo Advisors, LLC
January 2011 - November 2016 · 5 yrs 10 mos
Wells Fargo Investments, LLC
August 2010 - January 2011 · 5 mos
Wells Fargo Investments, LLCBroker
August 2010 - January 2011 · 5 mos
Morgan Stanley Smith BarneyBroker
June 2009 - August 2010 · 1 yr 2 mos
Morgan Stanley Smith Barney LLC
June 2009 - August 2010 · 1 yr 2 mos
Citigroup Global Markets INC.Broker
July 2006 - June 2009 · 2 yrs 11 mos
Citigroup Global Markets INC.
July 2006 - June 2009 · 2 yrs 11 mos
VALIC Financial Advisors, INC.
June 2003 - August 2006 · 3 yrs 2 mos
VALIC Financial Advisors, INC.Broker
October 1998 - August 2006 · 7 yrs 10 mos
The Variable Annuity Marketing CompanyBroker
August 1997 - December 2001 · 4 yrs 4 mos
State Registrations2 states
CANV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.