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Anthony Lemon

19 Years of Experience
Cottleville, MO
Broker

Anthony Lemon is a registered investment advisor at LPL Financial LLC, based in Cottleville, MO, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

4570 Mid Rivers Mall Drive, Cottleville, MO, 63376

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Anthony operates under a DBA for his LPL business, providing investment services. This activity is investment-related.

Employment History
Current Registrations
LPL Financial LLC
July 2021 - Present · 4 yrs 10 mos
LPL Financial LLCBroker
July 2021 - Present · 4 yrs 10 mos
LPL Financial LLC
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
Edward Jones
August 2017 - July 2021 · 3 yrs 11 mos
Edward JonesBroker
May 2017 - July 2021 · 4 yrs 2 mos
Vaquero Global Investment LP
August 2012 - July 2016 · 3 yrs 11 mos
Jag Advisors
April 2010 - February 2012 · 1 yr 10 mos
J.A. Glynn & CO.Broker
February 2009 - February 2012 · 3 yrs
Atlas One Financial Group, LLCBroker
June 2007 - January 2008 · 7 mos
Cg Compass (USA) LLCBroker
July 2005 - May 2007 · 1 yr 10 mos
Citigroup Global Markets INC.Broker
January 2004 - June 2005 · 1 yr 5 mos
State Registrations7 states
CACOFLIDILMOWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.