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Eden Lopez-Robles

28 Years of Experience
New York, NY
Broker

Eden Lopez-Robles is a registered investment advisor at RBC Capital Markets, LLC, based in New York, NY, with 28 years of industry experience. Eden operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

1211 Avenue of the Americas, Suite 3300, New York, NY, 10036

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Eden is the Chairman of the Board of Directors for MS Hope for a Cure, a non-profit organization dedicated to finding a cure for Multiple Sclerosis. Eden is also the Executive Producer for "She Believed She Could", a stage show about women in country music.

Employment History
Current Registrations
RBC Capital Markets, LLC
October 2020 - Present · 5 yrs 7 mos
RBC Capital Markets, LLCBroker
October 2020 - Present · 5 yrs 7 mos
RBC Capital Markets, LLC
October 2020 - Present · 5 yrs 7 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
November 2009 - October 2020 · 10 yrs 11 mos
J.P. Morgan Securities LLC
November 2009 - October 2020 · 10 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2007 - November 2009 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2006 - November 2009 · 3 yrs 3 mos
Citigroup Global Markets INC.Broker
November 1997 - August 2006 · 8 yrs 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Eden Lopez-Robles - Financial Advisor | TrueAdvisor