TrueAdvisor
TrueAdvisor
KB
KB

Keith Bolognese

Alt Alpha Capital, LLC
14 Years of Experience
Scottsdale, AZ
1 Disclosure
View SEC Summary
View SEC Summary

Keith Bolognese is a registered investment advisor at Alt Alpha Capital, LLC, based in Scottsdale, AZ, with 14 years of industry experience. Keith operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning.

Alt Alpha Capital, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Minimum Investment:$1M
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $2.5M1.25%
$2.5M - $5.0M1.00%
$5.0M - $10.0M0.75%
$10.0M - $25.0M0.50%
$25.0M - $50.0M0.40%
$50.0M - $100.0M0.35%
$100.0M - $250.0M0.30%
$250M+0.25%

Fees are negotiable at the sole discretion of the advisor based on asset value, service complexity, and administration required.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

19355 North 73rd Way, C-4011, Scottsdale, AZ, 85255

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
November 2015
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Alt Alpha Capital, LLC
March 2026 - Present · 7 mos
Previous Registrations
Quad Capital, LLCBroker
January 2013 - July 2014 · 1 yr 6 mos
Quad Capital, LLCBroker
January 2009 - June 2012 · 3 yrs 5 mos
Lighthouse Financial Group, LLCBroker
February 2007 - December 2008 · 1 yr 10 mos
Assent LLCBroker
December 2004 - January 2007 · 2 yrs 1 mo
First New York Securities L.L.C.Broker
November 2002 - April 2003 · 5 mos
Spear, Leeds & Kellogg, L.P.Broker
October 1998 - August 2002 · 3 yrs 10 mos
W.J. Nolan & Company, INC.Broker
March 1998 - May 1998 · 2 mos
William Scott & CO. L.L.C.Broker
July 1997 - March 1998 · 8 mos
State Registrations1 state
AZ
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Scottsdale, AZ →All financial advisors in Arizona →