TrueAdvisor
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RS
CFP
RS
CFP

Richard Schuette

Avalan, LLC
20 Years of Experience
Santa Barbara, CA
Sells Insurance
View SEC Summary
View SEC Summary

Richard Schuette is a CFP-designated registered investment advisor at Avalan, LLC, based in Santa Barbara, CA, with 20 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Insurance Planning, and 4 more. Their firm serves 319 clients with $620M in assets under management.

Avalan, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
11 advisors
Number of Clients
319 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$621.8M

Fee Structure

Investment management only (planning not offered)
Minimum Annual Fee:$10,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee will not exceed 2.0% of assets under management. A minimum annual management fee of $10,000 applies to new clients regardless of account balance, which may be lower for long-term clients or waived on a case-by-case basis.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

233 E Carillo, Suite B, Santa Barbara, CA, 93101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Richard is an insurance agent selling life and health insurance, dedicating minimal time to this activity. He is also the treasurer for a church endowment, and was previously president of Ensemble Theatre and a board member of the University Club of Santa Barbara.

Employment History
Current Registrations
Avalan, LLC
March 2011 - Present · 15 yrs 7 mos
Previous Registrations
Vida Wealth Partners, INC.
October 2006 - December 2013 · 7 yrs 2 mos
Girard Securities, INC.
October 2005 - October 2014 · 9 yrs
State Registrations2 states
CAWA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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