Lawrence Vick is a CFP-designated registered investment advisor at LPL Financial LLC, based in Evanston, IL, with 26 years of industry experience. Lawrence is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
1603 Orrington Ave., Ste 1250, Evanston, IL, 60201
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2008Other Business Activities
Lawrence operates Clear Financial Group as a DBA for his LPL business since 2009. He also manages Lawrence Vick CFP Corp for tax/investment purposes and Vicks Bricks, LLC for real estate rental, dedicating minimal time to each.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Citicorp Investment Services
Citicorp Investment ServicesBroker
Gsg Securities, INC.Broker
Chatfield Dean & CO., INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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