JM
JM
Joseph Mchugh is a registered investment advisor at Morgan Stanley, based in Short Hills, NJ, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
150 JFK Parkway, 2nd Floor, Short Hills, NJ, 07078
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2007Closed-No Action
Employment History
Current Registrations
Morgan Stanley
November 2022 - Present · 3 yrs 10 mos
Morgan StanleyBroker
November 2022 - Present · 3 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2010 - November 2022 · 12 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
March 2010 - November 2022 · 12 yrs 8 mos
Morgan Stanley Smith BarneyBroker
June 2009 - April 2010 · 10 mos
Morgan Stanley Smith Barney LLC
June 2009 - April 2010 · 10 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
November 2002 - April 2007 · 4 yrs 5 mos
Morgan Stanley Dw INC.Broker
November 2002 - April 2007 · 4 yrs 5 mos
Salomon Smith Barney INC.
May 2002 - December 2002 · 7 mos
Salomon Smith Barney INC.Broker
August 1998 - December 2002 · 4 yrs 4 mos
State Registrations15 states
CACTDEFLGAMAMENCNHNJNYPARISCVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.