Dana Allen is a registered investment advisor, based in Kennewick, WA, with 27 years of industry experience.
Location
601 N Young St., Ste. B, Kennewick, WA, 99336
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dana sells fixed insurance, dedicating minimal time to this activity. She is also a co-owner of A.P. Financial LLC, which facilitates securities, advisory, and insurance business, taking up all of her time.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
September 2025 - Present · 8 mos
Cambridge Investment Research Advisors, INC.
September 2025 - Present · 8 mos
Previous Registrations
Commonwealth Financial NetworkBroker
August 2021 - September 2025 · 4 yrs 1 mo
Commonwealth Financial Network
August 2021 - September 2025 · 4 yrs 1 mo
LPL Financial LLCBroker
October 2020 - September 2021 · 11 mos
LPL Financial LLC
October 2020 - September 2021 · 11 mos
Ek Riley Investments, LLC
August 2012 - November 2020 · 8 yrs 3 mos
Ek Riley Investments, LLCBroker
August 2012 - November 2020 · 8 yrs 3 mos
D.A. Davidson & CO.
April 2002 - August 2012 · 10 yrs 4 mos
D.A. Davidson & CO.Broker
August 2001 - August 2012 · 11 yrs
U.S. Bancorp Piper Jaffray INC.Broker
April 1998 - September 2001 · 3 yrs 5 mos
State Registrations16 states
AZCACOIDILKSMTNENVNYOHORTXUTVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.