SG
SG

Scott Gingras

28 Years of Experience
Nashua, NH
BrokerSells Insurance

Scott Gingras is a registered investment advisor at Independent Advisor Alliance, LLC, based in Nashua, NH, with 28 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 34,127 clients with $14B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
293 advisors
Number of Clients
34,127 clients
Average Client Portfolio
$412K average
Assets Under Management
$14.1B

Fee Structure

IAA offers asset management services where they manage your investments based on your goals, time horizon, and risk tolerance. The annual advisory fee is a maximum of 2.00% of the market value of your account, including cash holdings. This fee may also include financial planning and consulting services. The advisory fee is negotiable. Fees are billed quarterly in advance.

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Location

30 Temple Street, Suite 501, Nashua, NH, 03060

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Scott sells fixed insurance products, including life, long-term care, and fixed annuities, dedicating minimal time to this activity. He also provides investment advisory services through Independent Advisor Alliance, LLC, and co-manages Will Street LLC, a family business.

Employment History
Current Registrations
Independent Advisor Alliance, LLC
August 2018 - Present · 7 yrs 9 mos
LPL Financial LLCBroker
November 2010 - Present · 15 yrs 6 mos
Previous Registrations
Independent Financial Partners
January 2012 - August 2018 · 6 yrs 7 mos
LPL Financial LLC
November 2010 - December 2011 · 1 yr 1 mo
Nrp Advisors, INC.
August 2008 - November 2010 · 2 yrs 3 mos
Nrp Financial, INC.Broker
July 2008 - November 2010 · 2 yrs 4 mos
Wachovia Securities, LLC
January 2008 - August 2008 · 7 mos
Wachovia Securities, LLCBroker
January 2008 - August 2008 · 7 mos
A. G. Edwards & Sons, INC.
May 2004 - January 2008 · 3 yrs 8 mos
A. G. Edwards & Sons, INC.Broker
August 1997 - January 2008 · 10 yrs 5 mos
State Registrations34 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Scott Gingras - Financial Advisor | TrueAdvisor