LD
LD
Leeda Dublo is a registered investment advisor at Morgan Stanley, based in Barrington, IL, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
760 West Main Street, Barrington, IL, 60010
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Regulatory History (2)
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Customer Dispute
June 2014Settled
Customer Dispute
October 2008Settled
Other Business Activities
Leeda is an investor and board member of J&B RAL 1 Indiana, LLC, an elder care business, since January 2024. She spends minimal time on this activity outside of business hours and is also involved in interior decorating.
Employment History
Current Registrations
Morgan Stanley
November 2022 - Present · 3 yrs 6 mos
Morgan StanleyBroker
November 2022 - Present · 3 yrs 6 mos
Previous Registrations
Fifth Third Securities, INC.Broker
May 2008 - November 2022 · 14 yrs 6 mos
Fifth Third Securities, INC.
May 2008 - November 2022 · 14 yrs 6 mos
Natcity Investments, INC.Broker
October 2005 - May 2008 · 2 yrs 7 mos
Natcity Investments, INC.
October 2005 - May 2008 · 2 yrs 7 mos
Harrisdirect LLC
May 2002 - October 2005 · 3 yrs 5 mos
Harrisdirect LLCBroker
May 2002 - October 2005 · 3 yrs 5 mos
Ameritas Investment CORP.Broker
February 2001 - May 2002 · 1 yr 3 mos
Harris Investorline INC.Broker
February 2001 - May 2002 · 1 yr 3 mos
Citicorp Investment ServicesBroker
July 2000 - February 2001 · 7 mos
Signator Investors, INC.Broker
September 1997 - July 2000 · 2 yrs 10 mos
State Registrations19 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.