Richard Hubbard
Richard Hubbard is a registered investment advisor at LPL Financial LLC, based in Sterling, IL, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3307 E Lincoln Way Suite 5, Sterling, IL, 61081
Get directionsHistory
Regulatory History (4)
Customer Dispute
March 2009Customer Dispute
March 2006Customer Dispute
November 2004Customer Dispute
August 2003Other Business ActivitiesSells Insurance
Richard is involved with non-variable insurance, but spends no time on it. He also has a business entity for tax/investment purposes and is a notary, dedicating minimal time to the latter.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Linsco/private Ledger CORP.Broker
Linsco/private Ledger CORP.
Edward Jones
Edward JonesBroker
Dst Securities, INC.Broker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.