David Frazier
David Frazier is a CFP-designated registered investment advisor at Kapstone Financial Advisors LLC, based in Lebanon, OH, with 28 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 508 clients with $320M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kapstone Financial Advisors charges a fee based on the value of your portfolio, ranging from 0.50% to 1.50% per year. The specific fee depends on the complexity of the services, the amount of assets managed, and the overall relationship with the firm. Fees are paid monthly, in advance. Certain clients may be subject to a legacy fee schedule.
Location
212 N. Broadway Street, Lebanon, OH, 45036
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is a financial advisor and sole proprietor of Financial Plan Advisors, dedicating most of his time to financial planning and securities management. He also sells life, health, and fixed insurance through AAI Insurance and is involved in real estate rental, family farm administration, HOA business, and estate execution.
Employment History
Current Registrations
Kapstone Financial Advisors LLC
Previous Registrations
Kovack Advisors, INC.
Rk Advisors
Kovack Securities INC.Broker
Morgan Stanley Dw INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.