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Jason Buchinger

LPL Financial LLC
26 Years of Experience
Neillsville, WI
1 DisclosureBroker
View SEC Summary
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Jason Buchinger is a registered investment advisor at LPL Financial LLC, based in Neillsville, WI, with 26 years of industry experience. Jason is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

335 W Division St, Neillsville, WI, 54456

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2012
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jason works full-time at Simplicity Credit Union in a financial institution duty role since 2017. He is also a Program Manager for Simplicity Retirement & Investment Services, a DBA for his LPL business.

Employment History
Current Registrations
LPL Financial LLCBroker
May 2022 - Present · 4 yrs 5 mos
LPL Financial LLC
May 2022 - Present · 4 yrs 5 mos
Previous Registrations
CUNA Brokerage Services, INC.Broker
February 2017 - May 2022 · 5 yrs 3 mos
CUNA Brokerage Services, INC.
February 2017 - May 2022 · 5 yrs 3 mos
Associated Investment Services, INC.
May 2015 - February 2017 · 1 yr 9 mos
Associated Investment Services, INC.Broker
April 2015 - February 2017 · 1 yr 10 mos
J.P. Morgan Securities LLC
June 2013 - April 2015 · 1 yr 10 mos
J.P. Morgan Securities LLCBroker
May 2013 - April 2015 · 1 yr 11 mos
CUNA Brokerage Services, INC.
April 2006 - December 2010 · 4 yrs 8 mos
CUNA Brokerage Services, INC.Broker
April 2006 - December 2010 · 4 yrs 8 mos
Investors Brokerage Services, INC.Broker
February 2006 - April 2006 · 2 mos
Chase Investment Services CORP.Broker
July 2005 - February 2006 · 7 mos
Chase Investment Services CORP.
July 2005 - February 2006 · 7 mos
Banc One Securities Corporation
November 2002 - July 2005 · 2 yrs 8 mos
Banc One Securities Corporation
October 2002 - October 2002 · 0 mos
Banc One Securities CorporationBroker
December 1998 - July 2005 · 6 yrs 7 mos
Pruco Securities CorporationBroker
July 1997 - November 1998 · 1 yr 4 mos
State Registrations1 state
WI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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