Laree Kennedy is a registered investment advisor at LPL Financial LLC, based in Hoover, AL, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Hoover, AL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Laree operates her LPL business through Cadence Investment Services. She also serves as a FINRA arbitrator and works as a Financial Institution Duty/Investment Products Risk & Compliance Manager at Cadence Bank.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Linscomb & Williams
Proequities, INC.Broker
Investment Advisors
Brookline Investments, INC.
Brookline Group, LLCBroker
Sterne Agee Investment Advisors, INC.
Sterne, Agee & Leach, INC.Broker
Sterne Agee Financial Services, INC.Broker
Metlife Securities INC.
Metlife Securities INC.Broker
MML Investors Services, INC.
MML Investors Services, INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
Southtrust Securities, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.