James Dodok
James Dodok is a registered investment advisor at Dodok Wealth and Investment Advisors LLC, based in Dayton, OH, with 14 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 0.75% |
| $5.0M - $10.0M | 0.65% |
| $10.0M - $15.0M | 0.55% |
| $15.0M - $20.0M | 0.45% |
| $20M+ | 0.37% |
DWIA assesses a minimum annual fee of $15,000 to accounts receiving ongoing asset management services. Fees may be negotiated for clients where specialized investment services are needed.
Fee Estimator
Location
5540 Far Hills Ave., Suite 206, Dayton, OH, 45429
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is an employee and wealth advisor at CYMI, LTD., a private family office in Vandalia, Ohio, since 1999. This activity takes about a quarter of James's time.
Employment History
Current Registrations
Dodok Wealth and Investment Advisors LLC
State Registrations1 state
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