Richard Sandy
Richard Sandy is a registered investment advisor at Cetera Investment Advisers LLC, based in Ocala, FL, with 28 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
704 SW 3rd Avenue, Po Box 1239, Ocala, FL, 34478
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is the president of Abacus Accounting & Tax Services, Inc. and spends nearly full-time on this non-investment related activity. He also sells fixed insurance products with various companies, dedicating minimal time to this investment-related activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
Hochman & Baker Investment Advisory Services, INC.
Hochman & Baker Securities, INC.Broker
State Registrations4 states
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