Heather Weber
Heather Weber is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Clearwater, FL, with 28 years of industry experience. Heather is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,838,984 clients with $1800B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Managed Account Advisors and Merrill Lynch charge an asset-based fee called the Account Fee, which consists of two parts:
- Investment Management and Trust Fee — Paid to Bank of America for its services, with rates set in your client agreement and subject to negotiation based on your portfolio value and account size.
- Style Manager Expense — Paid to the specific manager of your chosen strategy, generally ranging from 0.00% to 0.50% per year, and does not change based on portfolio size.
Total fees vary depending on the specific strategies and account size, and are deducted directly from your account on a regular basis.
Location
601 Cleveland St, Clearwater, FL, 33755
Get directionsHistory
Regulatory History (9)
Customer Dispute
September 2019Customer Dispute
May 2017Customer Dispute
March 2017Customer Dispute
July 2016Customer Dispute
June 2016Customer Dispute
September 2015Customer Dispute
August 2014Customer Dispute
July 2002Customer Dispute
January 2001Other Business Activities
Heather is involved in several family-held LLCs and holding companies, including H&S Weber Investments, LLC, Gulf Recovery Solutions, LLC, H&S Weber Real Estate LLC, Gulf Recovery Solutions Tampa, Tampa Franchise Brands 6, and Tampa Franchise Brands 5. She also has a rental property LLC, but all these activities require minimal time annually.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
J. B. Hanauer & CO.Broker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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