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Paul Perdigao

27 Years of Experience
Boston, MA
Broker

Paul Perdigao is a registered investment advisor, based in Boston, MA, with 27 years of industry experience.

Location

One Boston Place, 41st Floor, Boston, MA, 02108

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Paul is the Director of Operations & Vice President at Wainwright Investment Counsel, LLC, a registered investment advisor. He is also the AML Compliance Officer of WFS, LLC, a subsidiary of Wainwright that facilitates private placement transactions.

Employment History
Current Registrations
Wfs, LLCBroker
April 2002 - Present · 24 yrs 1 mo
Wainwright Investment Counsel LLC
January 2002 - Present · 24 yrs 4 mos
Previous Registrations
H.C. Wainwright & CO., INC.Broker
September 1998 - April 2002 · 3 yrs 7 mos
State Registrations1 state
MA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Paul Perdigao - Financial Advisor | TrueAdvisor