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FH
CFP
FH
CFP
Francis James Hoey
Hoey Investments, INC.
28 Years of Experience
2 Disclosures
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Estate Planning
Insurance Planning
Hoey Investments, INC.
Compensation
Fee-Only (AUM)
Firm Size
1 advisor
Number of Clients
510 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$635.5M
Fee Structure
Investment Management
Planning
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Location
1000 Brandywine Creek Rd., Coatesville, PA, 19320
Get directions
History
Regulatory History (2)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Customer Dispute
January 2008
Closed-No Action
Customer Dispute
October 2003
Settled
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Hoey Investments, INC.
November 2009 - Present · 16 yrs 3 mos
Previous Registrations
Cambridge Investment Research Advisors, INC.
January 2008 - December 2009 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2001 - January 2008 · 7 yrs
State Registrations
4 states
AZ
CA
PA
TX
Advisor
Exams
No exam information available for this advisor.