Diana Heu is a registered investment advisor, based in Santa Barbara, CA, with 16 years of industry experience.
Location
1332 Anacapa St. Suite 110, Santa Barbara, CA, 93101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Diana is an insurance agent providing insurance products since 2010, dedicating minimal time to this role. She also serves as Chief Compliance Officer for The Ameriflex Group RIA (about a third of her time) and President/CEO/CCO for Ameriflex Group Securities, Inc. (about 10-20% of her time).
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Ameriflex Group Securities, INC.Broker
The Ameriflex Group
Previous Registrations
Osaic Wealth, INC.Broker
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Securities America Advisors, INC.
Securities America, INC.Broker
State Registrations48 states
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